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Selected Presentations by Nelson S. Ebaugh

Speaker, “The New DOL Fiduciary Rule: A Brave New World for Financial Advisers,” Texas Bar CLE, February 2, 2017 (co-presented with Linda Broocks).

Speaker, “Unraveling the DOL’s New Fiduciary Rule,” Dallas Bar Association Securities Section, September 26, 2016 (co-presented with Steve Corso).

Speaker, “Securities Claims and Defenses Under Texas Law and Federal Law,” National Board of Trial Advocacy CLE, February 6, 2015 (co-presented with Zach Wolfe).

Speaker, “Compliance With The Securities Laws When Raising Money for Oil and Gas Exploration and The Consequences of Non-Compliance,” Natural Resources Section of the San Antonio Bar Association, July 12, 2012.

Speaker, “Remedies for Defrauded Purchasers of Oil and Gas Interests Under the Securities Laws,” Securities Litigation & Arbitration Law Section of the Houston Bar Association, November 10, 2009.

Speaker, “Illegal Insider Trading: How to Recognize It and Steer Clear of It,” Corporate Counsel Section of the Houston Bar Association, January 8, 2009.

Speaker, “Remedies for Defrauded Purchasers of Oil and Gas Interests Under the Securities Laws,” Litigation Section of the Houston Bar Association, October 16, 2008.

Speaker, “Unlicensed Brokers and Finders in Securities Transactions: Spotting and Avoiding Them,” Securities Section of the Dallas Bar Association, August 27, 2007.

Speaker, “Remedies for Defrauded Purchasers of Oil and Gas Interests Under the Securities Laws,” Energy Law Section of the Dallas Bar Association, November 15, 2006.

Speaker, “Remedies for Defrauded Purchasers of Oil and Gas Interests Under the Securities Laws,” Houston Association of Professional Landmen 2006 Fall Saturday Seminar, November 4, 2006.

Speaker, “Remedies for Defrauded Purchasers of Oil and Gas Interests Under the Securities Laws,” Oil, Gas, & Mineral Law Section of the Austin Bar Association, October 11, 2006.

Speaker, “Remedies for Defrauded Purchasers of Oil and Gas Interests Under the Securities Laws,” 24th Annual Advanced Oil, Gas and Energy Resources Law Course, October 5, 2006.

Speaker, “Remedies for Defrauded Purchasers of Oil and Gas Interests Under the Securities Laws,” Dallas Association of Petroleum Landmen, September 11, 2006.

Speaker, “Bad Stock Market or Bad Stockbroker?: Selecting Causes of Action to Redress Unsuitable Investment Advice,” Fort Bend County Bar Association, March 30, 2006 (co-presented with Grace D. O’Malley).

Speaker, “Bad Stock Market or Bad Stockbroker?: Selecting Causes of Action to Redress Unsuitable Investment Advice,” Commercial & Consumer Law Section of the Houston Bar Association, March 8, 2006 (co-presented with Grace D. O’Malley).

Speaker, “Picking Your Battles: A Guide to Selecting Causes of Action under Texas Law to Recover for Suitability Violations,” Consumer & Commercial Law Section of the San Antonio Bar Association, November 8, 2005 (co-presented with Grace D. O’Malley).

Speaker, “Insider Trading – Recent Developments and Risk Management,” National Investor Relations Institute (Houston Chapter), February 15, 2005.

Speaker, “Significant SEC Rulemaking Initiatives Affecting Investment Advisers,” Financial Planning Association of Houston, November 1, 2004.

Panel Chair, “New Investment Adviser and Mutual Fund Rules Creating Liability for BDs and RIAs,” Securities Litigation & Arbitration Law Section of the Houston Bar Association, October 21, 2004.

Speaker, “Insider Trading – Recent Developments and Risk Management,” Corporate Counsel Section of the Houston Bar Association, January 8, 2004.

Speaker, “Insider Trading Law – Recent Developments and How to Reduce Exposure to Liability,” Corporate Counsel Section of the Dallas Bar Association, January 6, 2004.

Speaker, “Tipper-Tippee Liability Under Section 10(b) and SEC Rule 10b-5 and Rule 14e-3,” Securities Litigation & Arbitration Law Section of the Houston Bar Association, November 20, 2003.

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